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CASE NO. 4941 CRB-5-05-5
COMPENSATION REVIEW BOARD
WORKERS’ COMPENSATION COMMISSION
APRIL 7, 2006
JEAN BARNES
CLAIMANT-APPELLANT
v.
WATERBURY HOSPITAL
EMPLOYER
and
WEBSTER INSURANCE
INSURER
RESPONDENTS-APPELLEES
APPEARANCES:
The claimant was represented by Law Offices of Laura M.
Mooney, Esq., LLC, 203 Church Street, P.O. Box 702, Naugatuck, CT 06770.
The respondents were represented by William O’Donnell,
Esq., Carmody
& Torrance, 50 Leavenworth Street, P.O. Box 1110, Waterbury, CT
06721. The respondents informed the Compensation Review Board that the
issue did not relate to them and therefore did not participate in oral
argument before the board.
This Petition for Review from the April 26, 2005 Order
from the
Commissioner acting for the Fifth District was heard before a
Compensation Review Board consisting of the Commission Chairman John A.
Mastropietro and Commissioners Stephen B. Delaney and Nancy E. Salerno.
OPINION
JOHN A. MASTROPIETRO, CHAIRMAN. The instant
matter is
an appeal from the imposition of sanctions against the claimant by the
Commissioner acting for the Fifth District. In an Order dated April 26,
2005, the commissioner imposed a $250 sanction against the claimant
pursuant to § 31-288(b) on the basis of claimant’s counsel’s
failure to
appear at a formal hearing held April 21, 2005.
The transcript of the April 21, 2005 formal
hearing
reflects a formal hearing was scheduled to be held on that date. The
issues to be considered at the hearing were identified as medical
treatment and total incapacity benefits. The transcript indicates that
on or about April 6, 2005 claimant’s counsel faxed a letter to the
Fifth District requesting that the formal hearing scheduled for April
21, 2005 be re-characterized as a pre-formal conference as the parties
were interested in negotiating a stipulated settlement. Counsel’s
letter then states, “Kindly advise whether the formal hearing can be
marked ‘off’ and a pre-formal be scheduled in its place.”
The transcript reflects that no permission
to mark off
the April 21, 2005 formal hearing was granted. The trial commissioner
then proceeded to impose a fine in the amount of $250 on the basis that
counsel’s non-appearance at a duly noticed hearing resulted in undue
delay. Following the April 26, 2006 Order imposing the $250
fine
claimant’s counsel filed this appeal. The trial commissioner went on
the record and articulated the basis for ordering sanctions.
The tenets of due process require that a
party against
whom sanctions are to be imposed shall be given an opportunity to be
heard on the matter. Contemplated within the opportunity to be heard is
the right to adequate notice. See Mullane v.
Central Hanover Tr. Co., 339 U.S. 306 (1950) (due process
requires opposing party to be given an opportunity to present their
objections). Cf: State v. Perez,
276 Conn. 285 (2005) (due process requires court to afford notice and
an opportunity to be heard before finding of professional misconduct).
Assuming arguendo the factual circumstances
were as the
trial commissioner understood them and recorded at the April 21, 2005
formal hearing, the appellant still should have been given adequate
notice of the opportunity to address the issue of sanctions pursuant to
§ 31-288(b). While we appreciate the trier’s frustration and
concern
for judicial economy, compliance with traditional notions of due
process require us to remand the instant matter. Mele v. City
of Hartford, 4870 CRB-1-04-10 (September 29, 2005); Capozzo v.
Milford Jai Alai,
4655 CRB-3-03-3 (March 26, 2004). The remand is for the purpose of
providing the claimant with a meaningful opportunity to be heard before
the commissioner on this issue.
We therefore vacate the commissioner’s
order imposing
sanctions and remand the instant matter for further proceedings for the
purpose of giving the appellant an opportunity to be heard on the issue
of sanctions pursuant to § 31-288(b).
Commissioners Stephen B. Delaney and Nancy
E. Salerno concur.
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